Comprehensive NCCP Compliance Support
NCCP Compliance is critical to your Finance Broking Business and we can help guide you through the entire process including documentation, ACL General Obligation Policies & Procedures, and NCCP Compliance Training.
Call us on 1800 954 488
We can help guide you through your requirements. For ongoing support, we have a range of retained support services packages efficiently designed to suit large and small business. Which ever option you go for, all packages help you achieve Better Outcomes and greater NCCP confidence.
Why use SakesKey for Compliance Education, Monitoring and Support?
We understand exactly what ASIC requires and we have develop efficient processes to ensure Finance Brokers with all levels of expertise are empowered to act with 100% compliance. Protect your clients and protect your business model. Partner with SalesKey for NCCP Compliance support.
Better Outcomes start with SalesKey
SalesKey has partnered with a leading consumer law firm to develop a number of templates which we then tailor to your specific business requirements:
- Credit Guide
- Credit Proposal
- Privacy Consent
- Preliminary Assessment
- Customer Fact Find
- Referrer Agreement
- Credit Representative Agreement
ACL General Obligation Policies & Procedures
A comprehensive and customised manual covering policies & procedures relating to the following mandatory requirements of all ACL Holders:
- Your arrangements for identifying and dealing with Conflicts of Interest.
- Your Dispute Resolution and Complaint Handling process.
- Resources and processes for managing Financial Resources, Compensation Payments, Human Resources, Outsourcing, Risk Management and IT of your business.
- Your policy and processes for the appointment, ongoing training and monitoring of Representatives, and
- Responsible Lending policies & procedures compliant with the National Consumer Protection Act.
An innovative and practical compliance platform that empowers Finance Brokers to assess, monitor and educate themselves on NCCP requirements.
- Market-leading technology
- Comprehensive NCCP & Responsible Lending file audits
- Audit reports and certifications
- CPD points gained
- Dashboard reporting, including visibility of staff and Credit Representatives
Compliance Support Packages
We have several retained compliance support packages that are customised in scope to your exact need. All packages cover the base options listed below. Make an enquiry for pricing.
Enquire for pricing. / Month
- 1. 5-day per week phone and email Help Desk to address all of your compliance-related queries
- 2. Regular industry updates to keep you and your team up-to-date on important regulatory developments
- 3. Independent and expert NCCP-focussed loan file audits accompanied by detailed reports which highlight risks and include recommended steps for improvement*
- 4. Regular and comprehensive review of your general ACL obligations and adherence to ASIC requirements*
- 5. Ongoing maintenance of your ASIC Credit Licence portal including coordination of the annual ACL renewal process and
- 6. Some packages incorporate monthly business mentoring and strategy input.
Enquire for pricing./ Month
*the frequency and volume of Loan File and ACL Obligation audits are scheduled according to your need and budget.
What our clients are saying
Download: Free NCCP Compliance Checklist
We have created a NCCP File Review Compliance Checklist that can help guide you at each stage of your client interaction.