Comprehensive NCCP Compliance Support
NCCP Compliance is critical to your Finance Broking Business and we can help guide you through the entire process including documentation, ACL General Obligation Policies & Procedures, and NCCP Compliance Training.
Call us on 1800 954 488
We can help guide you through your requirements. For ongoing support, we have a range of retained support services packages efficiently designed to suit large and small business. Which ever option you go for, all packages help you achieve Better Outcomes and greater NCCP confidence.
Why use SakesKey for Compliance Education, Monitoring and Support?
We understand exactly what ASIC requires and we have develop efficient processes to ensure Finance Brokers with all levels of expertise are empowered to act with 100% compliance. Protect your clients and protect your business model. Partner with SalesKey for NCCP Compliance support.
Better Outcomes start with SalesKey
Documentation
SalesKey has partnered with a leading consumer law firm to develop a number of templates which we then tailor to your specific business requirements:
- Credit Guide
- Quote
- Credit Proposal
- Privacy Consent
- Preliminary Assessment
- Customer Fact Find
- Referrer Agreement
- Credit Representative Agreement
ACL General Obligation Policies & Procedures
A comprehensive and customised manual covering policies & procedures relating to the following mandatory requirements of all ACL Holders:
- Your arrangements for identifying and dealing with Conflicts of Interest.
- Your Dispute Resolution and Complaint Handling process.
- Resources and processes for managing Financial Resources, Compensation Payments, Human Resources, Outsourcing, Risk Management and IT of your business.
- Your policy and processes for the appointment, ongoing training and monitoring of Representatives, and
- Responsible Lending policies & procedures compliant with the National Consumer Protection Act.
comply365
An innovative and practical compliance platform that empowers Finance Brokers to assess, monitor and educate themselves on NCCP requirements.
- Market-leading technology
- Comprehensive NCCP & Responsible Lending file audits
- Audit reports and certifications
- CPD points gained
- Dashboard reporting, including visibility of staff and Credit Representatives
Compliance Support Packages
We have several retained compliance support packages that are customised in scope to your exact need. All packages cover the base options listed below. Make an enquiry for pricing.
Base OptionEnquire for pricing.
/ Month- 1. 5-day per week phone and email Help Desk to address all of your compliance-related queries
- 2. Regular industry updates to keep you and your team up-to-date on important regulatory developments
- 3. Independent and expert NCCP-focussed loan file audits accompanied by detailed reports which highlight risks and include recommended steps for improvement*
- 4. Regular and comprehensive review of your general ACL obligations and adherence to ASIC requirements*
- 5. Ongoing maintenance of your ASIC Credit Licence portal including coordination of the annual ACL renewal process and
- 6. Some packages incorporate monthly business mentoring and strategy input.
Enquire for pricing.
/ Month*the frequency and volume of Loan File and ACL Obligation audits are scheduled according to your need and budget.
What our clients are saying
Darren and Scott have been instrumental in assisting Loans Unlimited get up and running. They have been involved in most decisions we have made from the very beginning, their knowledge and expertise on the finance industry is second to none. From choice of aggregator, obtaining our credit licence including all necessary disclosure documents, compliance audits to even a late night business strategy catch up, they have done it all! We are extremely grateful and glad that we engaged with SalesKey and are looking forward to a very long term business relationship with them.
I recently needed to apply for my own ACL and had the good fortune to be referred to SalesKey. I cannot thank SakesKey enough for their input and advice. SalesKey significant knowledge and experience re all the compliance requirements and the process of licence application. I fully intend to rely upon on-going support from SalesKey going forward and would whole heartedly recommend them for anyone needing similar assistance.
SalesKey recently completed my ACL application. They offer a very informative and professional service. SalesKey took control and had my credit licence completed before the recommended time, with next to no effort required by me. I now am fully functional under my very own ACL all thanks to SalesKey, I couldn’t have done it without them!
The guys at SalesKey don’t just give us expert advice in compliance, their extensive experience in our specific field of business helps us grow, adapt and stay up to date. With this ever-changing industry and marketplace, especially at this point in time of Royal Commissions and idiotic bureaucracy, we believe the SalesKey value proposition is well worth the investment.
The move from Credit Rep to Licensee has given us real control of our business. SalesKey were absolutely fundamental to this change. The support and guidance given, turned the seemingly overwhelming prospect into a fairly straightforward process. With SalesKey’s ongoing support, our increased responsibilities have become a positive addition to our organisational culture.
I recently decided to apply for my own ACL. I have been referred to Saleskey and cannot thank the team enough for the quick and easy process of the application. I had my ACL in no time and so hassle free. I now rely on ongoing support by SalesKey and have already recommended them to other brokers needing the same support. Thank you SalesKey for all your support and quick responses to my queries.
I commissioned Saleskey to review my compliance obligations late last year. I found their industry knowledge and proactive approach towards meeting my compliance obligations very beneficial. They were able to assist in providing all the necessary documentation and advice in order to satisfy the compliance requirements of the Mortgage Industry. I have now retained their ongoing support to assist in the ever changing Mortgage Industry.
We made contact with SalesKey and Scott made himself available for a meeting soon after. In monitoring our compliance obligations, SalesKey provided practical advice and a common sense approach was taken. An updated ACL General Obligations policy manual was developed and implemented in a timely manner and this included a practical policy for us to follow in regard to Responsible Lending procedures. We highly recommend using SalesKey to reviewing any Finance Broking business.
Download: Free NCCP Compliance Checklist
We have created a NCCP File Review Compliance Checklist that can help guide you at each stage of your client interaction.