Running and maintaining a broking business while staying compliant is a complex and often difficult task, especially in today’s dynamic regulatory environment. SalesKey has aided financial services firms and individuals by providing a range of compliance support services.
Broker businesses vary in size and nature, which is why we focus on taking our customer’s firm into account and its distinctive characteristics. In doing so, we can design, update, and help implement customised compliance procedures and policies.
SalesKey assists in the review process of your business’ compliance, as well as identifying potential risks.
Our knowledge of compliance rules and regulations allows us to give practical information and training. All SalesKey services are applicable to those in the broker market, including Finance Brokers, Lenders, and Aggregators.
At SalesKey, our focus is to provide useful solutions for broker compliance by taking advantage of technology.
We offer comprehensive compliance solutions through comply365, a platform for brokers to become more knowledgeable on NCCP requirements. Meanwhile, SignDocs.com.au lets users deliver their Disclosure Documents the easy way. Both programs are designed to make compliance less complicated and come with ongoing support.
EDUCATION & TRAINING
We offer 1-on-1 sales, management and business coaching, which can help determine where you are now compared to where you want to be.
Our industry experts will create a roadmap so you can get to your future goals. Our training and education programs can be conducted face-to-face through onsite training or via video conference.
Up To Date
SalesKey specialises in the provision of compliance solutions, including tools and resources to ensure your NCCP compliance. From writing policies and procedures for specific obligations to creating a systematic way of testing the business against the polices, we’re here to make everything easier for you. We work with legal professionals to help us review and establish straightforward compliance programs to ensure your business is 100% NCCP compliant.
The licensing process does not have to be complicated, but it can be without proper guidance. We know how licensing works, including the process and requirements to make your application favourable to you. We can prepare the necessary documents and help complete relevant ASIC forms for your Australian Credit Licence (ACL).
BROKER SUPPORT SERVICES
Finance and broking are two of SalesKey’s strong suits. With years of experience in finance and using a variety of financier products, we know the ins and outs of the industry. Our broker support services are wide-ranging and relevant to those in the broking market, such as lenders and aggregators.
Our services for professionals in the broker market are practical, offering guidance through all aspects of compliance obligations, including the initial registration process. SalesKey provides consultations and training for those in the broker market to gain a more in-depth understanding of the implications of the changes in the compliance standards.